Alan Forman

Alan N. Forman is Executive Vice President, General Counsel and Secretary of B. Riley Financial, Inc. (Nasdaq: RILY) and its subsidiaries, a role he has held since joining the company in May 2015. As the firm's top legal officer, he is responsible for all of the company's legal affairs, including financing transactions, corporate governance, mergers and acquisitions, and securities matters across B. Riley's diversified financial-services platform. Following a corporate reorganization, B. Riley's operating businesses have been consolidated under BRC Group Holdings, Inc.

Before B. Riley, Forman served from May 2010 to May 2015 as Senior Vice President, General Counsel and Secretary of STR Holdings, Inc. (also referenced as Specialized Technology Resources), an NYSE-listed global manufacturer in the solar industry. Earlier in his career, from roughly 1998 to 2010, he was a partner at Brown Rudnick LLP, an international law firm, where he focused on corporate and securities law.

Forman earned a B.A. in Economics from Emory University and a J.D. from The George Washington University Law School. His professional expertise sits at the intersection of corporate finance, securities law, and public-company transactions — the same disciplines that underpin his personal, small-scale angel investing activity.

Separate from his executive role, Forman is classified by data providers such as PitchBook as an individual angel investor participating at the seed stage. The volume and detail of his personal investing appear limited and are not disclosed on public, primary sources.

*Note: Specific thesis language, check sizes, and sector preferences are not available on public primary sources. They should be confirmed directly with him rather than assumed.*

• Participates as an individual angel investor at the seed stage, per PitchBook's classification.
• No publicly stated, self-authored investment thesis, target check size, sector focus, or company-profile criteria could be verified from primary sources.
• His professional background suggests domain comfort with corporate finance, securities, and structured/financial-services businesses, but this is inferential rather than a stated preference.