Gregory Florio

Gregory L. Florio is a founding Partner of Florio Leahy LLP and a founding Member of Orical LLC. Orical identifies him on its team page as a Principal, and Florio Leahy lists him as Managing Partner. His work centers on investment adviser and broker/dealer compliance programs, regulatory examinations and investigations, registration, fund formation, compliance manuals, codes of ethics, supervisory procedures, operational controls, compliance audits, and technology-enabled compliance monitoring.

Before establishing Florio Leahy LLP in 2010, Florio was Senior Counsel and Chief Compliance Officer at Marathon Asset Management, LP, described by Florio Leahy as a multi-billion-dollar global fund manager. In that role, he was responsible for Marathon’s global compliance program, regulatory audits, inquiries, filings, and legal and operational matters.

Earlier in his career, Florio worked as a regulatory specialist in the Investment Management division of Seward & Kissel LLP and as an attorney in the Investment Funds Group of Sidley Austin LLP. His legal work included investment adviser and broker-dealer registrations, private fund compliance, fund formation, and operational matters. He began his career as an Assistant District Attorney for Bronx County, New York.

Florio earned a J.D. from Fordham University School of Law in 1995 and a B.S. in Consumer Economics from Cornell University in 1992. He is admitted to the New York bar.

• No verified source was found showing Florio personally operates as a seed-stage angel investor or publishes a personal angel-investment thesis.
• Through the Orical Group’s SuperVision Brokerage LLC, the stated focus is strategic advisory and capital-raising services for “high-quality fund managers and private companies across various sectors.”
• SuperVision Brokerage says it leverages Orical Group’s network of institutional clients to provide “growth-oriented deal flow, marketing, and capital-raising services” to investment managers, emerging companies, and qualified investors.
• Florio and James Leahy said Orical is “particularly well positioned to identify operationally sound investment opportunities” by leveraging its regulatory expertise, network, and technology.
• Orical’s broader operating focus is compliance-first: the firm emphasizes institutional-quality compliance and operational programs for investment advisers, private funds, and broker-dealers.