Katie Dunnam

Katie Dunnam is Director of Operations and Chief Compliance Officer at Planned Solutions, Inc., a financial-services firm based in Folsom, California. Her public firm profile lists her designation as Investment Adviser Certified Compliance Professional (IACCP®) and identifies her email as [hidden]

Dunnam’s Planned Solutions biography says she has more than 30 years of experience in the financial industry. Her current work focuses on compliance and operations: she is responsible for helping the firm’s financial advisors stay current with changing regulations and maintain firm compliance standards.

She studied at the University of Colorado, Denver. Her profile states that her IACCP® designation supports her work navigating the regulatory landscape for an investment advisory firm.

I found no public source supporting the stub classification of Dunnam as an angel investor, seed investor, or venture backer. The verified public evidence identifies her as an operations and compliance executive at a financial planning / investment advisory firm, not as a startup investor.

• No public angel-investing thesis, venture-investment mandate, seed-stage focus, check size, or startup portfolio was found in the sources reviewed.
• Planned Solutions’ published investment-management service is client-portfolio oriented, not venture-capital oriented. The firm says it provides professional investment advice and portfolio management tailored to each client’s goals and risk tolerance.
• Dunnam’s stated professional focus is compliance and advisor support within the financial industry, including keeping advisors aligned with changing regulations.
• Founders should not treat the available public data as evidence that Dunnam actively writes angel checks.