Luanne Borowski

Public records identify Luanne Marie Borowski as a securities-industry compliance professional, not as a verifiable startup angel investor. FINRA-indexed records for Asset Planning Solutions, Inc. list “BOROWSKI, LUANNE MARIE (CRD#: 2310126)” as Compliance Officer. A later public SEC comment index lists “Luanne Borowski, RIA Chief Compliance Officer, First Allied Securities, Inc.” on May 16, 2008.

Employment-history aggregators and public profiles connect her career to compliance roles at First Allied Securities and earlier firms. BizStanding lists her as RIA Chief Compliance Officer at First Allied Securities beginning in February 2007, after serving as an Investment Advisory Compliance Analyst at Ken Stern and Associates / Asset Planning Solutions from February 2002 to January 2007 and as Chief Compliance Officer from August 2000 to January 2002.

SEC Form 13F filings for First Allied Advisory Services show “Luanne Graham” signing as Chief Compliance Officer in San Diego in 2018. Her LinkedIn profile uses the name Luanne Graham, is located in San Diego, and lists First Allied Securities. First Allied itself later became part of Cetera; industry reports say First Allied joined Cetera Advisors in September 2022 and dropped its separate registration in late 2022.

• I found no public source verifying Luanne Borowski / Luanne Graham as an angel investor, seed-stage investor, or venture-capital decision-maker.
• I found no verified check size, target startup profile, sector thesis, geographic investment mandate, or portfolio attributable to her personally.
• Her public record is centered on RIA and broker-dealer compliance, including Form ADV-related regulatory commentary and 13F reporting for First Allied Advisory Services.
• For founders, the relevant public signal is compliance and wealth-management operations expertise, not disclosed startup capital deployment.