Thomas Rozman

Thomas J. Rozman is Partner and Chief Investment Officer at Simplicity Wealth, where he leads the investment team. Simplicity-related team pages describe him as responsible for leading the investment team and note that he previously served as President and Chief Investment Officer of Sawtooth Solutions.

Earlier in his career, Rozman worked in Institutional Sales and Trading at Merrill Lynch. A 2010 ActiFi announcement says he had been a vice president at Merrill Lynch & Company, most recently in the firm’s Capital Markets, Strategic Institutions Group.

Rozman was co-founder, president, and CEO of Investigo Corporation, a wealth-management software company focused on data aggregation, performance reporting, and holistic investment-advice delivery. Broadridge announced its acquisition of Investigo on July 30, 2008; Broadridge described Investigo’s enterprise solution as consolidating account, position, and transaction data from multiple sources for financial-services firms.

He later joined ActiFi in February 2010 as Senior Vice President of Business Development and joined DST Brokerage Solutions’ sales team in March 2012. He holds CFA and CAIA credentials, is Series 65 registered, and previously held Series 7 and 24 licenses. He earned an MBA from the University of Chicago Booth School of Business and a BA from St. Olaf College.

• Rozman’s publicly documented work is in wealth-management investment strategy rather than startup venture investing.
• At Sawtooth Solutions, he described the firm as a turnkey asset-management platform using Unified Managed Accounts and Salesforce integration to help advisors implement “definable and repeatable investment, sales, and operational processes.”
• His 2025 Advisor Mentorship Podcast appearance focused on portfolio performance and risk management, including tax-loss harvesting, direct indexing, concentration risk, diversification, municipal bonds, fixed-index annuities, risk scoring, and systematic client communication.
• Simplicity Wealth materials emphasize institutional-level investing, vetted money managers, model portfolios, VaR analysis, AssetLock, ongoing monitoring, and portfolio adjustments as market dynamics change.
• Public sources reviewed did not verify a seed-stage angel-investing thesis, check size, or startup-investment criteria.